TPA Service Leaders:

R.A. Bobbi Hayes, CPA, CFE, CFF, CCIFP, CEPA
Albuquerque Office Partner-in-Charge

Jimmy Pendergrass, CPA
Tax Service Line Partner-in-Charge
Lubbock Office Partner-in-Charge 

Joy Hodgson, CPC, QKA, QPA
Retirement Plan Services Manager
Certified Pension Consultant (CPC)
Qualified 401(k) Administrator (QKA)
Qualified Pension Administrator (QPA) 

Our comprehensive services for qualified retirement plans include:

  • Plan Consulting and Design
  • Plan Documents and Participant Forms and Notices
  • Recordkeeping and Administration
  • Plan Auditing for Large Plan Filers

We provide services for profit sharing, 401(k), ESOPs and KSOP, 457 or 403(b) plans, defined benefit/cash balance pension plans, and cross-test/rate group allocations. Our services include:

  • Plan design consulting for preparation of documents, administrative policies and amendments
  • Ensuring participant eligibility, minimum coverage, and accrual requirements are satisfied
  • Comprehensive compliance testing (nondiscrimination, coverage, top heavy, allocation limits)
  • Accounting and financial reporting of trust activity
  • Plan benefit calculations, plan loans, in-service and hardship withdrawals and 70 ½ RMDs
  • Form 5500 tax reporting and IRS/Department of Labor audit support
  • Annual participant disclosure requirements
  • Form 1096/1099R, and 945 tax filings
  • Assist with IRS Correction Program when applicable
  • Cost analysis and annual plan reviews

Our professional staff of administrators are extremely experienced in compliance, accounting, finance, and auditing of qualified retirement plans and will be available to assist you in all areas of plan compliance and operation. Our technical expertise in ERISA regulations, IRS tax law, and superior client service will prove most valuable as you establish and maintain your company’s retirement plan.

We believe in a teamwork approach and will work with your accounting staff, CPA, attorney, banker, and investment advisor to ensure you are receiving the best service possible. We do not sell or recommend insurance or investment products so we can work with an advisor of your choice or we can refer you to excellent advisors with whom we have previously worked. Contact us today with questions regarding your specific plan or to get started.